You Invest. We protect. Everyone Benefits!
Facebook YouTube LinkedIn RSS
About EASiFINTECH
  • Home
  • menu-icon-ttsec-2About Us
    • Vision and Mission
    • Powers and Functions
    • Board of Commissioners
    • Past Board Members
    • Divisional Profiles
    • Investor Complaints
    • Career Opportunities
    • Current Vacancies
    • Factsheets
    • Contact Us
    • Cooperation
      • International
      • Domestic
      • Close
    • Close
  • easi-logo-trans-blue-52×50-1
    • About EASi
    • EASi Login
    • EASi FAQs
    • EASi Helpdesk
    • EASi Videos
    • Registered Companies, Individuals
    • Manual Registration and Renewal
    • Checklists for Registration and Renewal of Registration
    • Close
  • menu-icon-filingFilings
    • Material Change
    • Documents Filed-Securities Registrations
    • Registrants’ Financial Statements
    • Close
  • mmrf_formsMMRF Forms
    • CBTT
    • SRO
    • Close
  • menu-icon-legalLegal Framework
    • By-Laws
    • Contraventions
    • Decisions / Settlements
    • Guidelines
    • Legislation
    • Notices
    • Notices of Hearing
    • Orders
    • Proposed By-Laws
    • Proposed Guidelines
    • Proposed Legislation
    • Rules
    • Draft Policies
    • Close
  • menu-icon-amlAML-CFT
    • Checklist for the approval of Compliance Officers
    • Fit & Proper Criteria for Approval of Compliance Officers
    • AML-CFT FAQs
    • Compliance Officer Application Form
    • Public Statements
    • AML-CFT Updates
    • Draft Policies
    • Close
  • protection-shieldInvestor Protection
    • Complaints Procedure
    • Complaints Online Form
    • Brochure – How to Complain
    • Fraud Awareness
    • Glossary of Terms
    • Investor Alerts
    • Close
  • menu-icon-publicationsPublications and Research
    • Annual Reports
    • Published Articles
    • Circular Letters
    • COVID-19
    • Market Newsletter
    • Securities Market Bulletin
    • Weekly Bulletin
    • CIS Data and Statistics
    • Reports
    • Guidance
    • List of Registrants
    • Brochures/Calendar
    • Approved Designated Foreign Jurisdictions
    • Close
  • menu-icon-mediaMedia Room
    • Media Releases
    • Events
    • Speeches/Presentations
    • Audio
    • Photos
    • Videos
    • Close
 
    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
      • Career Opportunities
      • Current Vacancies
      • Factsheets
      • Contact Us
      • Cooperation
        • International
        • Domestic
    • EASi
      • About EASi
      • EASi Login
      • EASi FAQs
      • EASi Helpdesk
      • EASi Videos
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Draft Policies
    • AML-CFT
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
    • Investor Protection
      • Complaints Procedure
      • Complaints Online Form
      • Brochure – How to Complain
      • Fraud Awareness
      • Glossary of Terms
      • Investor Alerts
    • Publications and Research
      • Annual Reports
      • Published Articles
      • Circular Letters
      • COVID-19
      • Market Newsletter
      • Securities Market Bulletin
      • Weekly Bulletin
      • CIS Data and Statistics
      • Reports
      • Guidance
      • List of Registrants
      • Brochures/Calendar
      • Approved Designated Foreign Jurisdictions
    • Media Room
      • Media Releases
      • Events
      • Speeches/Presentations
      • Audio
      • Photos
      • Videos
Notices of Hearing

Category Archives: Notices of Hearing

Notice of Hearing re: Trinidad and Tobago Stock Exchange Limited & the Securities Industry

In the Matter of Section 40 of the Securities Act, 2012 AND In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited for the addition of Rule 400(2) [Special Market Listing Requirements] and Rule 700s [Small and Medium Enterprises Mentorship Rules] to its Rules.   Read …

Continue reading

Nicole Bachan •5 Aug 2022Notices of Hearing

Notice of Hearing – PTSC

IN THE MATTER OF THE CONTRAVENTION OF SECTION 63(a) OF THE SECURITIES ACT, CHAPTER 83:02 OF THE LAWS OF THE REPUBLIC OF TRINIDAD AND TOBAGO AND BY-LAW 47(C) OF THE SECURITIES (GENERAL) BY-LAWS, 2015 SECTION 65(1) OF THE SECURITIES ACT, CHAPTER 83:02 OF THE LAWS OF THE REPUBLIC OF TRINIDAD …

Continue reading

Nicole Bachan •29 Jul 2021Notices of Hearing

RE: Notice of Postponement of Hearings

The public is advised that the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) is seeking to ensure a safe work environment and has implemented procedures which are consistent with the actions taken by Government in the wake of the Coronavirus Pandemic. The Commission has therefore taken a decision …

Continue reading

Nicole Bachan •20 Mar 2020COVID-19, Notices, Notices of Hearing hearings, Postponement, TTSEC

Notice of Hearing re: Readymix (West Indies) Limited

In the Matter of Sections 71(1)(b) and 159(1) of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Act”) and in the Matter of an Application by Readymix (West Indies) Limited for the Commission to declare that it is no longer a reporting …

Continue reading

Rachael Jennings •17 Jan 2020Notices of Hearing

Re: Notice of Directions Hearing

NOTICE OF DIRECTIONS HEARING In the Matter of Sections 71(1) and 159(1) of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Act”)  and in the Matter of the Securities Industry (Hearings and Settlements) Practice Rules, 2008 And In the Matter of an …

Continue reading

Nicole Bachan •6 Dec 2019Notices of Hearing Directions Hearing, hearing, Notice, TTSEC

Notice of Hearing re: Furness Trinidad Limited

In the Matter of Sections 71(1)(a) and 159(1) of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (the Act) And In the Matter of an Application by Furness Trinidad Limited for the Trinidad and Tobago Securities and Exchange Commission to declare on its …

Continue reading

Nicole Bachan •7 Nov 2019Notices of Hearing Furness Trinidad Limited, Notice, Notice of Hearing

GHL Notice of Hearing on November 21, 2018

In the Matter of Sections 155(1), 156(1) and 159 of the Securities Act, Chapter 83:02 (“the Act”) and By-Law 24 of the Securities Industry (Take-Over) By-Laws, 2015 (“the By-Laws”)  And In the Matter of NCB Global Holdings Limited’s (“Offeror”) Offer and Take-Over Bid Circular dated December 8, 2017 (and amended …

Continue reading

Nicole Bachan •15 Nov 2018Notices of Hearing GHL, Notice of Hearing, TTSEC

Notice of Hearing – Housing Development Corporation

In the Matter of Sections 63(a) and 65(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Laws 47(c) and 48(1) of the Securities (General) By-Laws, 2015 (“The Matter”) And In the Matter of Section 159(1) of the Securities Act, Chapter 83:02 of the Laws …

Continue reading

Nicole Bachan •5 Oct 2018Notices of Hearing Notice, Notice of Hearing, TTSEC

Notice of Hearing – Readymix (West Indies) Limited

In the Matter of Sections 45 (1), (1A) and 159 (1) of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Act”) And In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to de-list the ordinary shares of Readymix (West …

Continue reading

Nicole Bachan •3 Oct 2018Notices of Hearing Notice of Hearing, Readymix Limited, TTSEC

Notice of Hearing- NCB Global Holdings Limited

In the Matter of Sections 155(1), 156(1) and 159 of the Securities Act, Chap. 83:02 (“the Act”) and By-Law 24 of the Securities Industry (Take-Over) By-Laws, 2005 (“the By-Laws”) And In the Matter of NCB Global Holdings Limited’s (“Offeror”) Offer and Take-Over Bid Circular dated December 8, 2017 (and amended …

Continue reading

Rachael Jennings •8 May 2018Notices of Hearing Notice of Hearing
123
Investor Education Get Answers and Tools Lodge a Complaint Useful Links
Follow us on
  • Facebook
  • YouTube
  • Twitter
  • LinkedIn
  • Our Blog
  • Android App
  • IOS App
  • RSS
  • Contact Information
  • Privacy Policy
  • Career Opportunities
  • Terms of Use
  • © Copyright 2015 Trinidad and Tobago Securities and Exchange Commission

    TTSEC

    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
      • Career Opportunities
      • Current Vacancies
      • Factsheets
      • Contact Us
      • Cooperation
        • International
        • Domestic
        • Back
      • Back
    • EASi
      • About EASi
      • EASi Login
      • EASi FAQs
      • EASi Helpdesk
      • EASi Videos
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
      • Back
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
      • Back
    • MMRF Forms
      • CBTT
      • SRO
      • Back
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Draft Policies
      • Back
    • AML-CFT
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
      • Back
    • Investor Protection
      • Complaints Procedure
      • Complaints Online Form
      • Brochure – How to Complain
      • Fraud Awareness
      • Glossary of Terms
      • Investor Alerts
      • Back
    • Publications and Research
      • Annual Reports
      • Published Articles
      • Circular Letters
      • COVID-19
      • Market Newsletter
      • Securities Market Bulletin
      • Weekly Bulletin
      • CIS Data and Statistics
      • Reports
      • Guidance
      • List of Registrants
      • Brochures/Calendar
      • Approved Designated Foreign Jurisdictions
      • Back
    • Media Room
      • Media Releases
      • Events
      • Speeches/Presentations
      • Audio
      • Photos
      • Videos
      • Back