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Notices

Category Archives: Notices of Hearing

Notice of Hearing re: Readymix (West Indies) Limited – Cancelled

Further to the Notice of Hearing dated June 29, 2023. TAKE NOTICE that the scheduled Hearing in this matter set for Thursday 24th August 2023 has been CANCELLED. The Hearing will be rescheduled for a date to be determined. An updated and revised Notice of Hearing will be published, upon …

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Rachael Rampersad •23 Aug 2023Notices, Notices of Hearing Notice of Hearing, Readymix (West Indies) Limited

Notice of Hearing re: Readymix (West Indies) Limited

In the Matter of Section 159(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago AND In the Matter of Section 6 of the Companies Act, Chapter 81:01 of the Laws of the Republic of Trinidad and Tobago AND In the Matter of …

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Rachael Rampersad •29 Jun 2023Notices, Notices of Hearing

Notice of Hearing – TTSE Rules 203 and 212

In the Matter of Section 40 of the Securities Act, 2012 AND In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited (“the TTSE”) for the amendment of Rule 203 [Ex-condition Dealing] and Rule 212 [Dealing and Account Periods] of its Rules. Notice of Hearing re …

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Nicole Bachan •22 May 2023Notices, Notices of Hearing

Notice of Hearing: Rules 210 and 227

In the Matter of Section 40 of the Securities Act, 2012 AND In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited (“the TTSE”) for the amendment of Rule 210 [Bargains Put-Through the Market] and the repeal and replacement of Rule 227 [Closing of Market] of …

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Nicole Bachan •23 Mar 2023Notices of Hearing

Notice of Hearing re: Trinidad and Tobago Stock Exchange Limited & the Securities Industry

In the Matter of Section 40 of the Securities Act, 2012 AND In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited for the addition of Rule 400(2) [Special Market Listing Requirements] and Rule 700s [Small and Medium Enterprises Mentorship Rules] to its Rules.   Read …

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Nicole Bachan •5 Aug 2022Notices of Hearing

Notice of Hearing – PTSC

IN THE MATTER OF THE CONTRAVENTION OF SECTION 63(a) OF THE SECURITIES ACT, CHAPTER 83:02 OF THE LAWS OF THE REPUBLIC OF TRINIDAD AND TOBAGO AND BY-LAW 47(C) OF THE SECURITIES (GENERAL) BY-LAWS, 2015 SECTION 65(1) OF THE SECURITIES ACT, CHAPTER 83:02 OF THE LAWS OF THE REPUBLIC OF TRINIDAD …

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Nicole Bachan •29 Jul 2021Notices of Hearing

RE: Notice of Postponement of Hearings

The public is advised that the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) is seeking to ensure a safe work environment and has implemented procedures which are consistent with the actions taken by Government in the wake of the Coronavirus Pandemic. The Commission has therefore taken a decision …

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Nicole Bachan •20 Mar 2020COVID-19, Notices, Notices of Hearing hearings, Postponement, TTSEC

Notice of Hearing re: Readymix (West Indies) Limited

In the Matter of Sections 71(1)(b) and 159(1) of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Act”) and in the Matter of an Application by Readymix (West Indies) Limited for the Commission to declare that it is no longer a reporting …

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Rachael Rampersad •17 Jan 2020Notices of Hearing

Re: Notice of Directions Hearing

NOTICE OF DIRECTIONS HEARING In the Matter of Sections 71(1) and 159(1) of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Act”)  and in the Matter of the Securities Industry (Hearings and Settlements) Practice Rules, 2008 And In the Matter of an …

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Nicole Bachan •6 Dec 2019Notices of Hearing Directions Hearing, hearing, Notice, TTSEC

Notice of Hearing re: Furness Trinidad Limited

In the Matter of Sections 71(1)(a) and 159(1) of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (the Act) And In the Matter of an Application by Furness Trinidad Limited for the Trinidad and Tobago Securities and Exchange Commission to declare on its …

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Nicole Bachan •7 Nov 2019Notices of Hearing Furness Trinidad Limited, Notice, Notice of Hearing
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