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Tag TTSEC

Tag Archives: TTSEC

SEC signs MMoU with regional securities group

On Wednesday April 09, at the offices of the Financial Services Commission in Barbados, SEC Chairman, Professor Patrick Watson signed the Caribbean Group of Securities Regulators’ (CGSR) Multilateral Memorandum of Understanding (MMoU) for the Exchange of Information and Cooperation and Consultation.

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TTSEC •11 Apr 2014Media Releases CGSR, MMoU, TTSEC

Opening remarks at the Top Trader Game – Prize giving ceremony

Prize Giving ceremony- Top Trader Game

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TTSEC •4 Apr 2014Speeches Opening remarks, Professor Patrick Watson, Top Trader Game, TTSEC

TTSEC commemorates International Womens Day

International Women’s Day (IWD) – celebrates the social, political and economic achievements of women while focusing the world’s attention on areas which require further action.

We encourage more women to take an active role in creating their own wealth and becoming active investors

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TTSEC •8 Mar 2014Investor Articles International Women's Day, investors, TTSEC, women

TTSEC FOIA statement

In accordance with sections 7, 8 and 9 of the Freedom of Information Act the TTSEC is required to publish the following statements which list the documents and information generally available for public scrutiny

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TTSEC •2 Feb 2014FOIA Statement FOIA, TTSEC

Securities Amendment Bill, 2013

Please be advised that the first reading of the Securities Amendment Bill 2013 took place in the Senate on Tuesday January 14, 2014.

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TTSEC •17 Jan 2014Media Releases securities amendment bill, TTSEC

Order re delisting of ten year fixed rate GOTT Bond

The Trinidad and Tobago Stock Exchange is granted an order authorizing the de-listing of the TT$250M GOTT Bond pursuant to S 45(1) of the Act

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TTSEC •15 Jan 2014Orders bond, de-listing, order, TTSE, TTSEC

Order re the de-listing of BCB Holdings

The Commission granted an Order authorizing the TTSE to de-list the shares of BCB Holdings from its official list pursuant to S 45 (1) of the Act

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TTSEC •15 Jan 2014Orders de-listing, order, TTSE, TTSEC

TTSEC signs protocol with SDATT

The Trinidad and Tobago Securities and Exchange Commission (TTSEC) conducted its first stakeholder outreach meeting for 2014 with the Securities Dealers Association of Trinidad and Tobago (SDATT) and executed a protocol governing their relationship at the Courtyard Marriott Hotel on January 8th, 2014.

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TTSEC •9 Jan 2014Media Releases media release, protocol, SDATT, TTSEC

TTSEC signs MOU with CBTT

The Trinidad and Tobago Securities and Exchange Commission (TTSEC) was engaged in an historic signing of a Memorandum of Understanding (MOU) with fellow regulator in the financial sector, the Central Bank of Trinidad and Tobago at the Hyatt Regency.

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TTSEC •7 Jan 2014Media Releases CBTT, media release, MOU, TTSEC

Opening remarks at signing of TTSEC-CBTT MOU

Signing ceremony of TTSEC-CBTT MOU

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TTSEC •6 Jan 2014Speeches CBTT, MOU, Professor Patrick Watson, signing ceremony, Speech, TTSEC
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  • © Copyright 2015 Trinidad and Tobago Securities and Exchange Commission

    TTSEC

    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
      • Career Opportunities
      • Current Vacancies
      • Factsheets
      • Contact Us
      • Cooperation
        • International
        • Domestic
    • Registration
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Draft Policies
      • CIS Bye-Laws
      • Procurement
    • AML-CFT
      • Beneficial Ownership
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
    • Investor Protection
      • Complaints Procedure
      • Complaints Online Form
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      • Fraud Awareness
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    • Publications and Research
      • Annual Reports
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      • Research
    • Media Room
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      • Events
      • Speeches/Presentations
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      • Videos