This year, 2022, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) will commemorate 25 years, in operation, as regulator of the local securities industry. This is a significant milestone for the TTSEC, one that is characterised by major achievements and the steady growth of the market, which today is …
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) will host an interfaith service, on Friday 6th May, 2022, to commemorate its 25th anniversary. Read more —> Media Release- TTSEC Celebrates 25 Years with an Interfaith Service
With the far-reaching implications of COVID-19 as the backdrop, leaders in the areas of archives and records management were diligently working to provide guidelines upon which all agencies should manage records and information during a crisis. Read more —-> Importance of Records Management in a Crisis
Last week we explored the minimum capital requirements under Pillar 1 of Basel III. This week, we will focus on the firm-wide risk management process and the role of supervisors, under Pillar 2, to ensure that regulated entities develop and implement adequate risk management practices. Read more —> Enterprise …
The globalisation of financial institutions and the resultant change in their risk profiles, necessitated regulatory requirements for firms to maintain, at all times, adequate capital commensurate with the level of risk inherent in their business activities. Read more —> Risk-Based Capital Adequacy Regulations
At the onset of the Coronavirus (“COVID-19”) pandemic, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) began monitoring the impact of COVID 19 on the local securities market. In this article, we will examine the performance of our local Equities and Collective Investment Schemes (CIS) markets for the year …
In the Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Trinidad and Tobago Mortgage Finance Company Limited Contravention Order re Trinidad and Tobago Mortgage Finance Company Limited -$1,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Sagicor Funds Incorporated Contravention Order re Sagicor Funds Incorporated – $1,000.00
In the Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Prestige Holdings Limited Contravention Order re Prestige Holdings Limited – $4,000.00
In the Matter of the Contravention of Sections 64(1)(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By MPC Caribbean Clean Energy Limited Contravention Order re MPC Caribbean Clean Energy Limited – $81,200.00
