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Tag order

Tag Archives: order

Settlement Order re Murphy Clarke Financial Limited

In The Matter of the Contravention of By-Law 39 (1) of the Securities (General) By-Laws 2015 by Murphy Clarke Financial Limited. Order- Murphy Clarke Financial Limited  

Rachael Rampersad •6 Jan 2017Contraventions, Orders, Orders (Contraventions) contravention, Murphy Clarke, order, TTSEC

Settlement Order re Sagicor Life Incorporated

In The Matter of the Contravention of By-Law 39 (1) of the Securities (General) By-Laws 2015 by Sagicor Life Incorporated.   Order- Sagicor Life Incorporated  

Rachael Rampersad •3 Jan 2017Contraventions, Orders, Orders (Contraventions) contravention, order, Sagicor Life, TTSEC

Settlement Order re Sagicor Financial Corporation

In The Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 and By-Law 48 (1) of the Securities (General) By-Laws 2015 by Sagicor Financial Corporation. Order- Sagicor Financial Corporation

Rachael Rampersad •3 Jan 2017Contraventions, Orders, Orders (Contraventions) contravention, order, Sagicor, TTSEC

Settlement Order re Trinidad and Tobago NGL Limited

In The Matter of the Contravention of Section 61(2) of the Securities Act, Chapter 83:02 and By-Law 25 of the Securities (General) By-Laws 2015 by Trinidad and Tobago NGL Limited Order TTNGL Rev Reg 60000

Nicole Bachan •25 Nov 2016Contraventions, Orders, Orders (Contraventions) contravention, order, Trinidad and Tobago NGL Limited, TTNGL, TTSEC

Order for Settlement re Scotiabank Short-Term Income Fund Inc.

In The Matter of the Contravention of Section 61(2) of the Securities Act Chap. 83:02 by Scotiabank Short-Term Income Fund Inc. Contravention Order Scotiabank Short-Term Income-Fund Rev Reg Statement

Nicole Bachan •25 Nov 2016Contraventions, Orders, Orders (Contraventions) contravention, order, Scotiabank, TTSEC

Order for Settlement re Scotiabank Short-Term Income Fund Inc.

In The Matter of the Contravention of Section 63(a) of the Securities Act Chap. 83:02 and By-Law 47(c) of the Securities (General) By-Laws 2015 by Scotiabank Short-Term Income Fund Inc. Contravention Order Scotiabank Short-Term Income Fund Annual Report

Nicole Bachan •25 Nov 2016Contraventions, Orders, Orders (Contraventions) contravention, order, Scotiabank Short-Term Income Fund, TTSEC

Order for Settlement re Scotia Investments Jamaica Limited

In The Matter of the Contravention of section 64(1)(a) of the Securities Act, 2012 Chapter 83:02 by Scotia Investments Jamaica Limited Contravention Order Scotia Investments Jamaica Ltd for failure to file MCR

Nicole Bachan •25 Nov 2016Contraventions, Orders, Orders (Contraventions) contravention, order, Scotia Investments Jamaica Limited, TTSEC

Order for Settlement re Scotiabank Trinidad and Tobago Growth Fund Inc.

In The Matter of the Contravention of Section 61(2) of the Securities Act Chap. 83:02 by Scotiabank Trinidad and Tobago Growth Fund Inc. Contravention Order Scotia Growth Fund

Nicole Bachan •25 Nov 2016Contraventions, Orders, Orders (Contraventions) contravention, order, Scotia Growth Fund, TTSEC

Order for Settlement re Scotiabank Trinidad and Tobago Fixed Income Fund Inc.

In The Matter of the Contravention of Section 61(2) of the Securities Act Chap. 83:02 by Scotiabank Trinidad and Tobago Fixed Income Fund Inc. Contravention Order Scotia Fixed Income Fund

Nicole Bachan •25 Nov 2016Contraventions, Orders, Orders (Contraventions) contravention, order, Scotiabank, TTSEC

Order Re: Delisting of Scotiabank’s 5.5 and 6.5 year Bonds due 2017 and 2018 respectively

In the Matter of Section 45(1) of the Securities Act, 2012 And In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited To De-list Scotiabank Trinidad and Tobago Limited’s (a) TT$500M, 5.5 year 4.15% Fixed Rate Bond Due February 15th, 2017; and (b) TT$300M, 6.5 year …

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Nicole Bachan •8 Nov 2016Orders bond, delisting, order, Scotiabank, TTSEC
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