September 13, 2006

The public is hereby advised that only persons and entities registered by the Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”) under the Securities Industry Act 1995 (\”the Act\”) are permitted to deal in securities and/or offer investment advice in Trinidad and Tobago.

September 13, 2006

Investor Alerts

Public notice to Investors

The public is hereby advised that only persons and entities registered by the Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”) under the Securities Industry Act 1995 (\”the Act\”) are permitted to deal in securities and/or offer investment advice in Trinidad and Tobago.

Media Releases

Check registration Before You Invest

The Commission is strongly advising members of the public that there are inherent risks involved in conducting business with unregistered individuals or entities.
Before you invest, follow these steps:

Media Releases

Media Release

The Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”) is warning investors to check the registration status of any person or company purporting to deal in securities or offering investment advice.

Scroll to Top

Public Notice:

We are excited to share our newly redesigned corporate website with you. This updated platform is part of our ongoing efforts to improve your experience and make information more accessible. As we transition to the new design, some content may not be fully visible at this time. We sincerely apologise for any inconvenience and appreciate your patience as we continue to update and enhance the website in the coming days.

Thank you for visiting, and we look forward to providing you with an enhanced online experience

Acts

Bye-Laws

Rules

Orders

SRO Rule Making

Circulars, Bulletins, Policy Statements

Market Guidance – CIS Bye-Laws

Proposed Bye-Laws, Rules, Guidelines & Policies

Registration

Prudential Requirements and Filings

MMRF Forms

AML-CFT

Reports

Public Statements

Updates

Frequently Asked Questions (FAQs)

Investor Protection

Submit a Tip or Complaint

Resources for Investors

Orders

Notices

Media & Communications

Policy, Publications and Research

Our History

Who We Are

Our Leadership

Careers

Memorandums of Understanding

Procurement

Factsheets

Contact Us