Order re Appointment of Settlement Pre-Hearing Conference Hearing Panels

In the Matter of Section 21 of the Securities Act, 2012 And In the Matter of the Appointment of a Hearing Panel and a Pre-Hearing Conference Panel and in accordance with the Securities Industry (Hearings and Settlements) Practice Rules 2008.

 

Read more >>>> Order re Appointment of Settlement Pre-Hearing Conference Hearing Panels

Scroll to Top

Acts

Bye-Laws

Rules

Orders

Guidelines

SRO Rule Making

Circulars, Bulletins, Policy Statements

Market Guidance

Proposed Bye-Laws, Rules, Guidelines & Policies

Registration

Prudential Requirements and Filings

AML-CFT-CPF

Investor Protection

Submit a Tip or Complaint

Resources for Investors

Orders

Notices

Media & Communications

Policy, Publications and Research

Our History

Who We Are

Our Leadership

Careers

Memorandums of Understanding

Procurement

Factsheets

Contact Us