In June 2023, the Trinidad and Tobago Securities and Exchange Commission (the “TTSEC”) implemented its enhanced Risk-Based Supervision Framework. By way of Circular Letter dated July 4, 2023, the TTSEC requested registered entities under Section 51(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (“registrants”) to electronically submit a Risk Assessment Questionnaire and Request for Information Template with data as at June 30, 2023. The information collected was an input for the TTSEC’s risk assessment tool.
Read more – Circular Letter re Implementation of the TTSEC Enhanced RBS Framework