TTSEC Public Notice – List of Unregistered Persons and Entities

The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) is the regulator for the securities industry in Trinidad and Tobago. As part of its mandate to educate the public on the securities industry, we issue this Public Notice (“Notice”) to provide investors and the general public with essential information for identifying whether an entity or individual which they are considering investing in might be unregistered.

The TTSEC wishes to bring to the attention of the general public that the following list of persons and entities are NOT registered with the TTSEC.

 

Reade More: TTSEC Public Notice – List of Unregistered Persons and Entities

Scroll to Top

Acts

Bye-Laws

Rules

Orders

SRO Rule Making

Circulars, Bulletins, Policy Statements

Market Guidance – CIS Bye-Laws

Proposed Bye-Laws, Rules, Guidelines & Policies

Registration

Prudential Requirements and Filings

AML-CFT-CPF

Public Statements

Updates

Frequently Asked Questions (FAQs)

Investor Protection

Submit a Tip or Complaint

Resources for Investors

Orders

Notices

Media & Communications

Policy, Publications and Research

Our History

Who We Are

Our Leadership

Careers

Memorandums of Understanding

Procurement

Factsheets

Contact Us