Circular Letter to:
Self-Regulatory Organisations
Registrants
STATUS UPDATE ON TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION’S (THE “COMMISSION”) ENFORCEMENT PROCEEDINGS
We write to provide an update on the status of enforcement proceedings currently under review by the Staff of the Commission, including those relating to the late filing of disclosures required under the Securities Act.
Please be advised that, the Staff of the Commission is presently conducting a comprehensive review of all enforcement processes and outstanding contraventions.
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