Presentation to Panel Discussion at the 4th JSE Investment and Capital Markets Conference 2009
Presentation to Panel Discussion at the 4th JSE Investment and Capital Markets Conference 2009
Speeches
Investor Articles
Avoiding Scams
As world economies reel from the global financial meltdown, investors are seeking \”safe havens\” to place their monies. Unfortunately this situation also brings out the opportunists who will try to steal even the last dollar from persons who are not equipped to differentiate between real investment instruments and scams.
Notices of Hearing
Notice of Hearings re delisting of Furness and Valpark
the Trinidad and Tobago Securities and Exchange Commission wishes to advise members of the public of its intention to hold Hearings pursuant to section 134 of the Securities Industry Act, 1995 (\”the Act\”), at the offices of the Commission, 57-59 Dundonald Street, Port of Spain on February 4, 2009 at 10:30 a.m.
TTSEC Annual Report 2007
The Annual Report of the Trinidad and Tobago Securities and Exchange Commission for the financial year ended September 30th 2007 is published in accordance with the provisions of Section 20(1) of the Securities Industry Act, 1995
Media Releases
Media Release to BS&T shareholders from the Barbados Securities Commission
The Trinidad and Tobago Securities and Exchange Commission (\”the T&T Commission\”) wishes to advise shareholders of The Barbados Shipping & Trading Company Limited (\”BS&T\”) that the Barbados Securities Commission (\”the Barbados Commission\”) issued the following Press Release in the Barbados newspapers on the 18th of December 2008.
Decisions / Settlements
Decision of the Commission from the Hearing of December 4, 2008 on the implementation of the Board Lots
By letter dated October 14, 2008, the Trinidad and Tobago Stock Exchange Limited (\”TTSE\”) submitted to the Commission, a Statement of Substance and Purpose in accordance with section 40(1) of the Securities Industry Act, 1995 (\”SIA\”). The TTSE was seeking to amend the TTSE Rule 227 and the Horizon Trading Rule 10.2 with respect to the closing price of a security.
Notices
Notice re Stock Exchange Rule Change
On the 14th day of October 2008 the Trinidad & Tobago Stock Exchange Limited (\”the Stock Exchange\”) filed a copy of the proposed amendments to the Stock Exchange Rule 227 and Horizon Trading Rule 10.2 for approval by the Trinidad and Tobago Securities and Exchange Commission.
Notices
Notice of Draft Insider Reporting guidelines
The Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”), for the purpose of the discharge of its functions, has formulated principles for Insider Reporting for the guidance of the securities industry.
Uncategorized
Guidelines For Insider Reporting
The purpose of these guidelines is assist persons connected to reporting issuers (\”Insiders\”) in reporting their ownership of and transactions in securities of issuers of which they are Insiders.
The guidelines strive to clarify the reporting obligations of Insiders and to promote consistency in filings to ensure that Insiders properly disclose their trading activities. The directions contained here are guidelines only, and do not necessarily represent the only way that such trading may be reported.