Order for settlement re Capital and Credit Financial Group Ltd.
In the matter of contraventions of the Securities Industry Act 1995,by Capital and Credit Financial Group Ltd.
In the matter of contraventions of the Securities Industry Act 1995,by Capital and Credit Financial Group Ltd.
The TTSEC has amended its governing legislation – The SIA (1995) and has subsequently produced The Securities Bill 2012 which will be laid in Parliament shortly. Members of the public are invited to attend the public consultations on the Bill.
Fifteen years ago on May 02, the Trinidad and Tobago Securities and Exchange Commission (the Commission) was established by an Act of Parliament entitled the Securities Industry Act 1995.
From May 13-17, securities regulators from across the world convened in Beijing, China for the 37th Annual International Organisation of Securities Commissions (IOSCO) Conference. Trinidad and Tobago is represented at this conference by Professor Patrick Watson, Chairman of the Trinidad and Tobago Securities and Exchange Commission (TTSEC) and Mr. Norton Jack, General Counsel/General Manager (Ag.) of the TTSEC.
The Trinidad and Tobago Securities and Exchange Commission\’s (TTSEC) wishes to advise that the draft Securities Bill 2012 is now available for comment.
The Trinidad and Tobago Securities and Exchange Commission was established by the Securities Industry Act, 1995 (\’SIA 95\’). The Commission\’s role is to regulate the securities market in the twin-island Republic of Trinidad and Tobago.
Comments on the Draft Securities Bill 2012 can be sent to SIB2012@ttsec.org.tt by June 8th 2012. Public consultations will be at the Yara Auditorium ALJGSB on June 12th (8.30 -11.00 am) and Mt Irvine Bay Hotel Tobago on June 13th ( 4.00-6.00 pm).
