The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) recorded a landmark victory last week when High Court Judge Madame Justice Judith Jones handed down her ruling in a case brought by the TTSEC against Lawrence Cole, Alpha Savings and Trust Ltd. and others.
Having investigated complaints from investors regarding the actions of Lawrence Cole, Alpha Savings and Trust Ltd., Flagship Financial Investments Co-operatives the TTSEC has received a judgement in the High Court against the defendants
The Trinidad and Tobago Securities and Exchange Commission has received judgment in the matter brought in the High Court against Lawrence Cole, Alpha Savings and Trust Ltd and other related entities
In The Matter of a Contravention of
Section 66 (2) of the Securities Industry Act, No. 32 of 1995 And By-Law 55(1) of the Securities Industry By-Laws, 1997 By National Enterprises Limited
In the Matter of an Application By ANSA Merchant Bank Limited And In the Matter of The Securities Industry Act, No. 32 of 1995
In The Matter of a Contravention of Section 64 (3) of the Securities Industry
Act No. 32 of 1995 By Nestle Trinidad and Tobago Limited
Over the period April 1, 2010 to March 31st 2011 certain entities\’ registrations with the Commission expired.
The Commission has provided a listing of companies and individuals registered to sell securities as at March 31st 2011
Every year on March 15th countries all over the world celebrate World Consumer Rights Day.
