TTSEC Annual Report 2009
The Trinidad and Tobago Securities and Exchange Commission is pleased to publish its annual Report for 2009
Orders (Contraventions)
Order for settlement re Valpark Shopping Plaza Ltd.
In the Matter of Contraventions of By-Law 56 (1) of The Securities Industry By-Laws, 1997 and Section 66 (1) (a) of the Securities Industry Act, 1995
By Valpark Shopping Plaza Limited
Delisting and Deregistration Orders, Orders
Order for De-Registration of Pan Caribbean Asset Management Limited
In The Matter of an Application by
Pan Caribbean Asset Management Limited
to the Trinidad and Tobago Securities and Exchange Commission for a Declaration that Pan Caribbean Asset Management Limited Is No Longer A Reporting Issuer
Orders, SROs Orders
Order re amendment to Stock Exchange Rules
The Trinidad and Tobago Stock Exchange Limited filed a copy of proposed amendments to the Stock Exchange Rule 227 and Horizon Trading Rule 10.2 and a concise statement of the substance and purpose for the amendments pursuant to section 40(1) of the SIA for approval by the Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”);
Notices
Notice of Final Order for Stock Exchange rules
Having monitored the operations of the Stock Exchange Rule 227 and the Horizon Trading Rule 10.2, the Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”) granted its final order approving the said rules of the Trinidad and Tobago Stock Exchange Limited (\”TTSE\”) which implemented the Board Lots.
Orders (Contraventions)
Order for settlement re Sagicor Merchant Ltd.
In The Matter of the Contraventions of Section 66 (2) of the Securities Industry Act 1995
and By-Laws 55 (1) of the Securities Industry By-Laws 1997 by Sagicor Merchant Limited
Orders (Contraventions)
Order for settlement re RBTT Financial Holdings Ltd.
In The Matter of the Contravention of
Section 66 (3) of the Securities Industry Act, 1995
And By-Law 56 of the Securities Industry By-Laws, 1997 By RBTT Financial Holdings Limited
Orders (Contraventions)
Order for settlement re St Christopher Air and Sea Ports Authority
In the Matter of Contraventions of Sections 64 (3), 66 (1) (a) and 66 (2) of the Securities Industry Act, 1995 and By-Laws 55 (1) and 56 (1)
of The Securities Industry By-Laws, 1997
By St. Christopher Air and Sea Ports Authority
Orders (Contraventions)
Order for settlement re Unilever Caribbean Ltd.
In The Matter of a Contravention of By Law 56 (1)
Of the Securities Industry By-Laws, 1997
By Unilever Caribbean Limited