NEL – Change to Board of Directors – Marcelle, Rodriguez, Ramsahai, Smith, Tardieu
NEL – Change to Board of Directors – Marcelle, Rodriguez, Ramsahai, Smith, Tardieu
Material Change
Material Change
SFCL – Change to Board of Directors – Paula Walcott and Neil Freyke
SFCL – Change to Board of Directors – Paula Walcott and Neil Freyke
Material Change
SFCL – Change to Board of Directors – Ronald Blitstein
SFCL – Change to Board of Directors – Ronald Blitstein
Material Change
GHL – Change to Senior Officer – Richard Avey
GHL – Change to Senior Officer – Richard Avey
Material Change
NIPDEC – Change to Board of Directors – Teddy Stapleton
NIPDEC – Change to Board of Directors – Teddy Stapleton
Material Change
NIPDEC – Change to Board of Directors – Mark Hood
NIPDEC – Change to Board of Directors – Mark Hood
Material Change
MASSY – Change to Board of Directors – Julie Avey
MASSY – Change to Board of Directors – Julie Avey
Administrative Fines Orders, Contravention Orders, Orders, Orders (Contraventions)
Contravention Order – GGTL – $2000.00
In The Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By Guardian Group Trust Limited
Administrative Fines Orders, Contravention Orders, Orders, Orders (Contraventions)
Contravention Order -GAMISL – $2000.00
In The Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By Guardian Asset Management and
Administrative Fines Orders, Contravention Orders, Orders, Orders (Contraventions)
Contravention Order – WISE – $3,000.00
In the Matter of the Contravention of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the