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Author Archives: TTSEC

RBTT Investor Forum

RBTT Investor Forum

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TTSEC •11 Dec 2008Speeches Regulatory Developments

Notice of Hearing on revised Rule 227 and Horizon trading rule 10.2

The Public is hereby advised that the Trinidad and tobago Securities and Exchange Commission will be holding a hearing to adjudicate on adjudicate on the implementation of the revised Rule 227 and the Horizon Trading Rule 10.2 with respect to the closing price of a security

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TTSEC •26 Nov 2008Notices of Hearing hearing

Guidelines for disclosure of Price Sensitive information

Insider Trading undermines investor confidence in the securities market and is strictly prohibited by all jurisdictions. The Commission would like to assure the investing public that it shall continue to treat with insider trading violations as one of its enforcement priorities.

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TTSEC •20 Nov 2008Guidelines best practice guidelines, disclosure practices, price sensitive information

Notice regarding investigation into allegations of Insider Trading

The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) wishes to inform the public that it has concluded its investigation into certain allegations of insider trading in relation to shares of Trinidad Cement Limited (“TCL”) in 2002.

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TTSEC •20 Nov 2008Media Releases insider trading

The Chairs Forum

The Chairs Forum

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TTSEC •6 Nov 2008Speeches Corporate Governance

Notice of proposed TTSE rule change

The Trinidad & Tobago Stock Exchange is proposing amendments to the Stock Exchange Rule 227 and Horizon Trading Rule 10.2

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TTSEC •22 Oct 2008Notices rule change, TTSE

Invest with Confidence

The vision of the Securities and Exchange commission is to be an effective regulator of the capital market in which stakeholders have confidence

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TTSEC •23 Sep 2008Investor Articles Adults, investing, Investor Education

Impact of Financial Crisis

Out of 21 respondents in a poll of securities firms, only three had exposure to Bear Stearns, Goldman Sachs or Fannie Mae

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TTSEC •23 Sep 2008Media Releases financial crisis

Invest with Confidence

The vision of the Securities and Exchange commission is to be an effective regulator of the capital market in which stakeholders have confidence

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TTSEC •15 Sep 2008Investor Articles investing, Investor Education, Retirees

Invest with Confidence

The vision of the Securities and Exchange commission is to be an effective regulator of the capital market in which stakeholders have confidence

Continue reading

TTSEC •11 Sep 2008Investor Articles investing, Investor Education, Students
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  • © Copyright 2015 Trinidad and Tobago Securities and Exchange Commission

    TTSEC

    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
      • Career Opportunities
      • Current Vacancies
      • Factsheets
      • Contact Us
      • Cooperation
        • International
        • Domestic
    • Registration
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Draft Policies
      • CIS Bye-Laws
      • Procurement
    • AML-CFT
      • Beneficial Ownership
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
    • Investor Protection
      • Complaints Procedure
      • Complaints Online Form
      • Brochure – How to Complain
      • Fraud Awareness
      • Glossary of Terms
      • Investor Alerts
    • Publications and Research
      • Annual Reports
      • Published Articles
      • Circular Letters
      • COVID-19
      • Market Newsletter
      • Securities Market Bulletin
      • Weekly Bulletin
      • CIS Data and Statistics
      • Reports
      • Guidance
      • List of Registrants
      • Brochures/Calendar
      • Approved Designated Foreign Jurisdictions
      • FOIA Statement
      • Research
    • Media Room
      • Media Releases
      • Events
      • Speeches/Presentations
      • Audio
      • Photos
      • Videos