Contravention Order re: Marc Anatol
In The Matter of the Contravention of Section 136 (2) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Marc Anatol Contravention Order re Marc Anatol – $24,000.00
Category Archives: Orders
Contravention Order re: KCL Capital Market Broker Limited – $77,000
In the Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By KCL Capital Market Brokers Limited Contravention Order re KCL Capital Market Brokers Limited – $77,000.00
Contravention Order re: KCL Capital Market Brokers Limited – $9,000.00
In the Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By KCL Capital Market Brokers Limited Contravention Order re KCL Capital Market Brokers Limited – $9,000.00
Contravention Order re: Andrew Aleong
In the Matter of the Contravention of Section 136(2) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Andrew Aleong Contravention Order re Andrew Aleong – $4,000.00
Contravention Order re: Aliyah Jaggassar
In the Matter of the Contravention of section 136(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Aliyah Jaggassar Contravention Order re Aliyah Jaggassar – $15,000.00
De-listing Order re: Berger Paints Trinidad Limited Shares
In the Matter of Section 45 (1) of the Securities Act 2012 And In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-list Ordinary Shares of Berger Paints Trinidad Limited De-listing Order re Berger Paints Trinidad Limited Shares
Contravention Order re: UDeCoTT – $190,400.00
In the Matter of the Contravention of Section 65(1) of the Securities Act 2012 and By-Law 48(1) of the Securities (General) By-Laws 2015 by Urban Development Corporation of Trinidad and Tobago Limited Contravention Order re UDeCoTT – $190,400.00
Contravention Order re: UDeCoTT – $171,500.00
In The Matter of the Contravention of Section 63(a) of the Securities Act 2012 and By-Law 47(c) of the Securities (General) By-Laws 2015 By Urban Development Corporation of Trinidad and Tobago Limited Contravention Order re UDeCoTT – $171,500.00
Order re: Delegation of CEO’s Authority to DCEO
In the Matter of Section 8 of the Securities Act, 2012 and In the Matter of the delegation of specific responsibilities, powers and functions of the Commission to the Deputy Chief Executive Officer. Order re Delegation of CEO’s Authority to DCEO
Contravention Order re: NIDCO – $304,300.00
In The Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By National Infrastructure Development Company Limited Contravention Order re NIDCO – $304,300.00