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Contraventions

Category Archives: Orders

Contravention Order re: Marc Anatol

In The Matter of the Contravention of Section 136 (2) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Marc Anatol   Contravention Order re Marc Anatol – $24,000.00

Nicole Bachan •7 Oct 2019Contraventions, Orders, Orders (Contraventions) contravention, Marc Anatol, order, TTSEC

Contravention Order re: KCL Capital Market Broker Limited – $77,000

In the Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By KCL Capital Market Brokers Limited   Contravention Order re KCL Capital Market Brokers Limited – $77,000.00

Nicole Bachan •7 Oct 2019Contraventions, Orders, Orders (Contraventions) contravention, KCL, order, TTSEC

Contravention Order re: KCL Capital Market Brokers Limited – $9,000.00

In the Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By KCL Capital Market Brokers Limited   Contravention Order re KCL Capital Market Brokers Limited – $9,000.00

Nicole Bachan •7 Oct 2019Contraventions, Orders, Orders (Contraventions) contravention, KCL, order, TTSEC

Contravention Order re: Andrew Aleong

In the Matter of the Contravention of Section 136(2) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Andrew Aleong   Contravention Order re Andrew Aleong – $4,000.00

Nicole Bachan •7 Oct 2019Contraventions, Orders, Orders (Contraventions) Andrew Aleong, contravention, order, TTSEC

Contravention Order re: Aliyah Jaggassar

In the Matter of the Contravention of section 136(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Aliyah Jaggassar   Contravention Order re Aliyah Jaggassar – $15,000.00

Nicole Bachan •7 Oct 2019Contraventions, Orders, Orders (Contraventions) Aliyah Jaggassar, contravention, order, TTSEC

De-listing Order re: Berger Paints Trinidad Limited Shares

In the Matter of Section 45 (1) of the Securities Act 2012 And  In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-list Ordinary Shares of Berger Paints Trinidad Limited   De-listing Order re Berger Paints Trinidad Limited Shares

Nicole Bachan •7 Oct 2019Orders Berger Paints Trinidad Limited, delisting, order, TTSEC

Contravention Order re: UDeCoTT – $190,400.00

In the Matter of the Contravention of Section 65(1) of the Securities Act 2012 and By-Law 48(1) of the Securities (General) By-Laws 2015 by Urban Development Corporation of Trinidad and Tobago Limited   Contravention Order re UDeCoTT – $190,400.00

Nicole Bachan •7 Oct 2019Contraventions, Orders, Orders (Contraventions) contravention, order, TTSEC, UDECOTT

Contravention Order re: UDeCoTT – $171,500.00

In The Matter of the Contravention of Section 63(a) of the Securities Act 2012 and By-Law 47(c) of the Securities (General) By-Laws 2015 By Urban Development Corporation of Trinidad and Tobago Limited   Contravention Order re UDeCoTT – $171,500.00

Nicole Bachan •7 Oct 2019Contraventions, Orders, Orders (Contraventions) contravention, order, TTSEC, UDECOTT

Order re: Delegation of CEO’s Authority to DCEO

In the Matter of Section 8 of the Securities Act, 2012 and In the Matter of the delegation of specific responsibilities, powers and functions of the Commission to the Deputy Chief Executive Officer.   Order re Delegation of CEO’s Authority to DCEO

Nicole Bachan •10 Sep 2019Orders Delegation of Powers, order, TTSEC

Contravention Order re: NIDCO – $304,300.00

In The Matter of the Contravention of Section 63(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By National Infrastructure Development Company Limited Contravention Order re NIDCO – $304,300.00

Nicole Bachan •7 Aug 2019Contraventions, Orders, Orders (Contraventions) contravention, NIDCO, order, TTSEC
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