In accordance with the requirements of Section 52(8) of the Securities Act, 2012, the Commission has provided a listing of its Broker-Dealers, Investment Advisers, Underwriters, Self-Regulatory Organizations and Reporting Issuers, as at March 31, 2016 as indicated in the link hereunder. Registrant Listing as at March 2016
Registrant Listing 2013
The Commission has provided a listing of companies and individuals registered to sell securities as at March 31st 2011
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The Public is hereby notified of the list of valid registrants, by class of registrant, on the Register of the Trinidad and Tobago Securities and Exchange Commission, pursuant to Section 53(5)(a) of the Securities Industry Act, 1995 as at March 28, 2008.
