Complaint against a Firm or Individual
If name of form or individual is not listed above please select 'Other'.
Your Personal Information
I hereby certify that the statement and information contained in this form and any attachment hereto are true and correct to the best of my knowledge and belief and submitted in compliance with the Order of the Commission date September 1, 2016. I understand that any misrepresentation, falsification or material omission of information on this application may result in a breach of the Securities Act, 2012
1. If the Commission considers that your matter falls within the jurisdiction of another government organization, regulator or agency, in the Republic of Trinidad & Tobago or elsewhere, we may send your information to that other government organization,
regulator or agency.
2. If you are concerned about transmitting confidential or sensitive information to the Commission over the internet, please print and mail this form to us.
3. The information you have provided will be treated in confidence and will not be disclosed except as required by law or as may be necessary to investigate your complaint.