Registrants of the Trinidad and Tobago Securities and Exchange Commission (TTSEC) play an important role in the development and stability of the securities market of Trinidad and Tobago. Registrants refer to all issuers of securities, as well as market intermediaries such as: Broker-Dealers, Investment Advisers, and Underwriters. These registrants are responsible for a number of investment related activities, which include mutual fund management, individual wealth management, investment advisory services, and conducting transactions on behalf of their clients.
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Corporate Governance and the Securities Market