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- Published Articles1309. Beware of Bias When Making Investment Decisions June 8, 2022
- Material Changes1310. WASA – Change to Senior Officer – Kelvin Romain and Sherland Sheppard June 7, 2022
- Material Changes1311. TTUTC – Change to Senior Officer – Lorraine Kam June 6, 2022
- Material Changes1312. RBC – Changes to Senior Officers- Helena Gottschling, Kelly Pereira June 3, 2022
- Material Changes1313. RBC – Change to Senior Officer- Maria Douvas June 3, 2022
- Material Changes1314. RBC- Changes to Senior Officers- Nadine Ahn, Rod Bolger, Mike Dobbins June 3, 2022
- Material Changes1315. EHL- Share purchase agreement with Massy Properties June 3, 2022
- Material Changes1316. GKC – Change to Senior Officers – Radcliffe Daley and Mariame McIntosh Robinson June 3, 2022
- Material Changes1317. SCIF – Changes to Board of Directors – Giancarlo Rossi, Roger Best June 3, 2022
- Material Changes1318. GKC – Amendment to Articles of Incorporation June 1, 2022
- Material Changes1319. AMCL- Changes to Board of Directors- Tonya Villafana, Anthony Phillip June 1, 2022
- Published Articles1320. Importance of Anti-Money Laundering and Terrorist Financing within the Securities Industry June 1, 2022
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.