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- Rules1381. STATEMENT OF SUBSTANCE AND PURPOSE PROPOSED SMALL & MEDIUM ENTERPRISES (SME) MENTORSHIP RULES & PROPOSED SPECIAL MARKET LISTING REQUIREMENT- SME MARKET RULE June 27, 2022
- Rules1382. TTSE SME RULES June 27, 2022
- Notices1383. Notice – TTSE concise Statement of Substance and Purpose re: proposed addition of Rule 400(2) to the TTSE Rules June 27, 2022
- Securities Market Bulletin1384. Securities Market Bulletin #8 June 24, 2022
- Acts1385. Act No. 16 of 2021 – (Finance (No. 2) Act, 2021) June 22, 2022
- Published Articles1386. Capital Requirements for Market Intermediaries June 22, 2022
- Material Changes1387. HDC – Changes to Board of Directors – Jeffrey Reyes, Saira Samlal-Ramlogan June 20, 2022
- Material Changes1388. AMBL- Resignation of Managing Director of ANSA Bank Limited June 20, 2022
- Material Changes1389. EHL – Approval of interim dividend June 20, 2022
- Material Changes1390. UCL – Issuance of notices of retrenchment June 20, 2022
- Material Changes1391. DFL – Change to Senior Officer – Cindy Manson June 20, 2022
- Published Articles1392. Beware of Bias when Making Financial Decisions Pt.2 June 15, 2022
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.