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- Material Changes1621. GKC – Change to Board of Directors – Everton McDonald June 2, 2021
- Material Changes1622. GKC – Amendment to Articles of Incorporation June 2, 2021
- Published Articles1623. Sustainable Reporting Standards in the Securities Market – Pt.2 June 2, 2021
- Material Changes1624. AGL – Execution of letter of intent to acquire Process Components Ltd June 1, 2021
- Material Changes1625. WCO – Change of Logo June 1, 2021
- Material Changes1626. WASA – Change to Senior Officer – Jules and Mooleedhar June 1, 2021
- Material Changes1627. FIRST – Adjustment to branch operations May 28, 2021
- Published Articles1628. Sustainable Investing and the Role of Securities Regulators May 26, 2021
- Material Changes1629. TSTT – Change to Senior Officer – Lisa Agard May 25, 2021
- Material Changes1630. AMBL – Change to Senior Officer – Carolyn Fifi May 25, 2021
- Material Changes1631. FCIS – Further changes to branch operations May 24, 2021
- Material Changes1632. PATT – Change to Senior Officers – A, Beharry, D. Jaggernauth, T. Elias, S. Baptiste and E. John May 24, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.