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- Material Changes3637. EFCL – Changes to Board of Directors – C. Mahabir, R. Batchasingh and S. Ramkissoon July 1, 2016
- Material Changes3638. EFCL – Changes to Board of Directors – C. Brathwaite and A. Bisnath July 1, 2016
- Material Changes3639. EFCL – Change to Senior Officer – V. Bynoe July 1, 2016
- Material Changes3640. EFCL – Change to Senior Officer – L. Frederick (Resignation) July 1, 2016
- Material Changes3641. EFCL – Change to Senior Officer – L. Frederick (Appointment) July 1, 2016
- Material Changes3642. EFCL – Change to Senior Officer – A. Rahim July 1, 2016
- Material Changes3643. EFCL – Change to Board of Directors – L. Applewhite July 1, 2016
- Material Changes3644. GML – Change to Board of Directors and Senior Officer – Clement Sankat July 1, 2016
- Material Changes3645. SIJL – Change to Board of Directors – I. Johnson, J. Morris, Y. Pandohie June 30, 2016
- Speeches3646. TTSEC- Insider Trading June 27, 2016
- Speeches3647. Professional Liability of Accountants and Auditors June 27, 2016
- Speeches3648. Financial Accountants and Auditors in the Securities Market June 27, 2016
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.