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- Material Changes3805. NFM – Change to Senior Management – Ms. Pamela Niamath October 14, 2014
- Material Changes3806. FCB – Changes to Board of Directors – Joel Pemberton and Jean Pierre du Coudray October 14, 2014
- Material Changes3807. RBC- Changes to the Board and Executive Management – Robert Johnston and Roger Packer October 14, 2014
- Material Changes3808. RBC-Changes to Non-Executive Management – Mr Martin Daly October 14, 2014
- Material Changes3809. RBL- Change to Executive Management – Nigel Baptiste October 14, 2014
- Material Changes3810. TCL – Change to Business – Status of Legal Matters involving Shareholders October 14, 2014
- Material Changes3811. TCL – Change to Executive Management – Dr. Rollin Bertrand October 14, 2014
- Material Changes3812. TCL – Change to Operations – Debt Restructuring October 14, 2014
- Material Changes3813. UCL- Change to Executive Management – Mark Beepath October 14, 2014
- Material Changes3814. RBL – Change to the Board of Directors – Gregory Thompson and William Pierpont Scott October 14, 2014
- Material Changes3815. RML Change to Board of Directors – Dr. Rollin Bertrand October 14, 2014
- Material Changes3816. TCL – Changes to Board of Directors October 14, 2014
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.