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- Material Changes565. NIPDEC – Change to Board of Directors – Teddy Stapleton May 29, 2024
- Material Changes566. NIPDEC – Change to Board of Directors – Mark Hood May 29, 2024
- Material Changes567. MASSY – Change to Board of Directors – Julie Avey May 29, 2024
- Administrative Fines Orders568. Contravention Order – GGTL – $2000.00 May 27, 2024
- Administrative Fines Orders569. Contravention Order -GAMISL – $2000.00 May 27, 2024
- Administrative Fines Orders570. Contravention Order – WISE – $3,000.00 May 27, 2024
- Administrative Fines Orders571. Contravention Order – PHL- $1,000.00 May 27, 2024
- Material Changes572. AHL – Change to Board of Directors – Gerard Cooper May 22, 2024
- Reports573. Registrants’ Risk Assessments 2023 Report May 21, 2024
- Circular Letters574. Circular Letter – Implementation of the TTSEC Enhanced RBS Framework May 21, 2024
- Material Changes575. FCGFH – Change to Board of Directors – Ryan Proudfoot, Franka Costelloe, Ingrid Melville and Devindra Ramnarine May 20, 2024
- Material Changes576. UCL – Change to Board of Directors – Marcelo Pablo Rosatto May 17, 2024
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.