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- Material Changes613. SFCL – Closing of C$200 Million Term Loan Credit Facility December 10, 2024
- Notices614. TTSEC Notice – Public Consultation on Fee Revision December 10, 2024
- Bye-Laws615. Public Consultation- Amendments to Securities (General) Bye-Laws and CIS Bye-Laws December 10, 2024
- Material Changes616. TCL – Change to Senior Officer – Miguel Lara Gomez December 6, 2024
- Material Changes617. FCIS – Change to Senior Officer – Xoceketzal Mohammed December 6, 2024
- Material Changes618. FCIS – Change to Senior Officer – Norlann Gabriel December 6, 2024
- Material Changes619. PLD – Change to Senior Officer – Ernest Ashley Taylor and Dr. Averne Pantin December 5, 2024
- Procurement620. Annual Schedule of Planned Procurement Activities FY 2024 2025 December 3, 2024
- Draft Bye-Laws621. Draft Risk Based Capital and Liquidity Requirements Bye-Laws 2024- (Third Round Public Consultations) December 3, 2024
- Material Changes622. EHL – Approval of Interim Dividend December 2, 2024
- Investor Alerts623. TTSEC Public Notice – List of Unregistered Persons and Entities November 28, 2024
- Investor Alerts624. TTSEC Public Notice – New Investment Scam Alert November 28, 2024
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.