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- Material Changes613. AGL – Leave of Absence – Dr. Wayne Frederick March 5, 2025
- Material Changes614. ASBH – Closure of CPJ Takeover Bid February 26, 2025
- Material Changes615. EHL – ABRA Sale of EHL Shares February 26, 2025
- Delisting and Deregistration Orders616. Order – De-list GORTT TT$559.271M 10-year 2.50% Fixed Rate Bond February 24, 2025
- Registrants' Financial Statements617. West Indies Stockbrokers Limited – Audited Financial Statements for the year ended 31 October 2024 February 20, 2025
- Registrants' Financial Statements618. Waterloo Capital Advisors Limited – Audited Financial Statements for Year Ended 30 September 2024 February 20, 2025
- Registrants' Financial Statements619. Scotia Investments (T and T) Limited_ Audited Financial Statements for the Year Ended 31 October 2024 February 20, 2025
- Registrants' Financial Statements620. RBCIMCL – Audited Financial Statements for Year Ended 31 October 2024 February 20, 2025
- Registrants' Financial Statements621. NCBMBTTL – Audited Financial Statements for Year Ended 30 September 2024 February 20, 2025
- Registrants' Financial Statements622. Massy Finance GFC Ltd. – Audited Financial Statements for Year Ended 30 September 2024 February 20, 2025
- Registrants' Financial Statements623. KCLCMBL – Audited Financial Statements for Year Ended 30 September 2024 February 20, 2025
- Registrants' Financial Statements624. FCPIMS – Audited Financial Statements for Year Ended 30 September 2024 February 20, 2025
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.