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- Material Changes793. AMBL- Change to Board of Directors – A. Nigel Sabga May 8, 2024
- Material Changes794. AMBL- Change to Senior Officer- David Maraj May 8, 2024
- Material Changes795. UDECOTT – Change to Senior Officer – Cranston Jones May 8, 2024
- FOIA796. FOIA Request Form May 7, 2024
- Material Changes797. FCB – Change to Board of Directors – David Inglefield May 7, 2024
- Material Changes798. FCGFH – Change to Board of Directors – David Inglefield May 7, 2024
- Material Changes799. FCIS – Change to Board of Directors – David Inglefield May 7, 2024
- Material Changes800. GHL- Change to Board of Directors- Ravi Tewari May 7, 2024
- Material Changes801. GHL- Change to Board of Directors- Bruce Bowen May 7, 2024
- Material Changes802. TSTT – Changes to the Board of Directors- S. Roach, A. Austin, W. Berkley, A. Inniss, C. St. Omer, A. Peyson May 7, 2024
- Draft Bye-Laws803. Draft Risk Based Capital and Liquidity Requirements Bye-Laws 2023 – Second Round May 6, 2024
- Presentations804. Volume Report Submissions – 30.04.2024 May 3, 2024
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.