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- Contravention Orders793. Contravention Order- TCL $24,200.00 June 26, 2024
- Material Changes794. WCO – Change to Senior Officer – Raoul Glynn and Hiram Murillo June 26, 2024
- Registrants' Financial Statements795. West Indies Stockbrokers Limited Audited Financial Statements for the year ended 31 October 2023 June 25, 2024
- Registrants' Financial Statements796. RBC Investment Management (Caribbean) Limited Audited Financial Statements for the year ended 31 October 2023 June 25, 2024
- Registrants' Financial Statements797. Firstline Securities Limited Audited Financial Statements for the year ended 31 December 2023 June 25, 2024
- Registrants' Financial Statements798. Citicorp Merchant Bank Limited Audited Financial Statements for the year ended 31 December 2023 June 25, 2024
- Registrants' Financial Statements799. Bourse Securities Limited Audited Financial Statements for the year ended 31 December 2023 June 25, 2024
- Material Changes800. FCGFH – Notification of Approval of the First Citizens Bank Limited Vesting Order 2024 June 25, 2024
- Material Changes801. FCBL – Notification of Approval of the First Citizens Bank Limited Vesting Order 2024 June 25, 2024
- Material Changes802. FCDSL – Notification of Approval of the First Citizens Bank Limited Vesting Order 2024 June 25, 2024
- Material Changes803. SFCL – Closing of Private Placement Note Offering June 25, 2024
- Material Changes804. SFCL – Renewal of Normal Course Issuer Bid 2024 June 25, 2024
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.