The Trinidad and Tobago Securities and Exchange Commission has strengthened its supervisory oversight of Collective Investment Schemes (CISs) given the significance of the sector in Trinidad and Tobago by amending its Volume Report submissions.
The data collected from the revised Volume Report will allow for the assessment of the fund’s governance, asset and client concentration, liquidity profile as well as climate related risks.
Please note the following:
- As per Section 136 (6) (b) of the Securities (Collective Investment Schemes) Bye-Laws, 2023 , Volume Reports shall be filed with the Commission within fifteen (15) days of the end of each month of operation of the Collective Investment Scheme.
- Fund Managers are required to complete a Volume Report Submission for each fund they manage.
- In completing the forms, registrants are required to use the most recent version of the Volume Report forms, which can be found under the section “Volume Report Forms” enclosed below. Please do not copy and paste from previous submissions where older versions of the forms were utilized.
- All submitted Volume Reports are required to include the fund’s name or acronym and the relevant reporting period in the filename.
- Please ensure the accuracy and completeness of all submissions and resubmissions. It is essential that all documents are thoroughly reviewed and verified prior to submission
- All Volume Report submissions should be emailed to cissubmissions@ttsec.org.tt
- You will be advised of any additional changes made to forms and the period from which submissions will be required using the revised form(s).
These submissions are part of your ongoing reporting requirements, and we look forward to your continued cooperation in this regard.
Email comments, questions or concerns to cissubmissions@ttsec.org.tt
Advisory
Please be advised that the MMRF Forms have been updated effective 05th August 2025. Registrants are required to complete only those forms in the MMRF Workbook that relate to their business activity as illustrated in the tables above.