Form No. 1–
Registration as a Self-Regulatory Organization – 2020
Form No. 2A–
Registration-as-a-Broker-Dealer-Investment-Advisor-or-Underwriter-(Corporate-Form-Only)
Form No. 2B-
Registration as an Investment Adviser (Individuals Only)
Form No. 3A-
Registration as Registered Representative
Form No. 3B–
Registered Representative Questionnaire
Form No. 4-
Registration of Sponsored Broker-Dealer or Sponsored Investment Adviser – 2020
Form No. 5–
Approval of Substantial Shareholders of Registrants Registered Under Section 51(1)
Form No. 7-
Registration of a Branch Office – 2020 -v2
Form No. 8 –
Registration-and-Revised-Registration-Statements-for-Reporting-Issuers-2020
Form No. 8A–
Reporting Issuer Registration for Collective Investment Schemes
Form No. 9–
Distribution Statement
Form No. 19–
Post Distribution Statement
Form No. 25-
Authorisation Form For Collective Investment Schemes
Form No.26-
Authorisation as a Responsible Person Or Custodian
