Investment Notice

The Trinidad and Tobago Securities and Exchange Commission (the “Commission”) advises that NONE of the following entities:

INCORPORATED TRADERS LIMITED of 1 Trial Street, Chaguanas, Trinidad
or INCORPORATED TRADERS INC.
or INCORPORATED TRADERS HOLDING CORPORATION
or any person employed by any of these entities

is registered with the Commission, under the Securities Industry Act, 1995, (the “Act”), and accordingly, none of these persons is authorised to carry on, in Trinidad and Tobago, any form of securities business for which registration under the Act is required.

The Commission is aware that Incorporated Traders Limited has been holding itself out, on its internet website, as a provider of “discount brokerage services” and holding out Incorporated Traders Holding Corporation as a “pioneer in the online brokerage industry”.

Any person with information about any of the above-identified persons, or who wishes to make enquiries about any person doing any aspect of securities business in Trinidad and Tobago, whether registered with the Commission or not, should contact the Commission at Tel # 868-624-2991 / 3017, or email: ttsec@ttsec.gov.tt

Monica J Clement
General Manager

2002 April 17

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