Registrant Information

Guardian Asset Management and Investment Services Limited

Address:

1st Floor West, Albion Plaza Energy Centre
22-24 Victoria Avenue
Port of Spain
Country: Trinidad and Tobago

Contact:

Tel: 1-868-226-2799

Registrant Information

Registration Type Registration Date Date of Regularization Authorized Activities
Broker-Dealer30-Sep-1113-Oct-16Broker-Dealer as Agent, Broker-Dealer as Principal, and Underwriter
Reporting Issuer16-Nov-12
Registered Representatives (34)
Andrews Kent, SusanBowen, GarthBrown, RyanClifton, EmileDindial, Leanna
Frederick, NinaGooptar, JeromeHagley, SimoneHosein, AreoHosein, Narisa
Howell, BrendonJames, MichaelJohn, TreverKerr, CandaceKhan, Tishara
Lackan, RajeshMartinez, MiguelMc Donald Kalloo, CandiceMohammed, DenikaMohammed, Salisha
Mohess, StephanieMungal, DeniseNagassar, NigelPollidore, JaedenPrince, Jamila
Ramdewar, RusselRamjattan, StaceyReid, StefanSamodee, KeishaSilva, Loise
Sui, PeterThomas, Rowland MarcTom Yew, KatrineWynter, Paul
Securities Information
Debt
18 December 2018TT$21,230,000Guardian Asset Management and Investment Services Limited Synthetic TT$ Government of the Republic of Trinidad and Tobago 4.30% Notes due 2026
30 October 2019TT$75,000,000 US$12,000,000Guardian Asset Management Short Term Notes due 2020 to be issued in two tranches: Tranche 1-TT$75,000,000 and Tranche 2-US$12,000,000
6 September 2017TT$20,850,000Guardian Asset Management and Investment Services Limited Synthetic TT$ Government of the Republic of Trinidad and Tobago Notes due 2026
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