Guardian Asset Management and Investment Services Limited

1st Floor West, Albion Plaza Energy Centre
22-24 Victoria Avenue
Port of Spain
Country: Trinidad and Tobago

Tel. 1-868-226-2799

Registration Type(s)

• Registration Type:
  Broker-Dealer
  
• Registration Date:
  30-Sept-11
  
• Date of Regularization:
  13-Oct-16
  
• Authorized Activities:
  Broker-Dealer as Agent, Broker-Dealer as Principal, and Underwriter
  

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• Registration Type:
  Reporting Issuer
  
• Registration Date:
  Nov-12
  

Registered Representatives

• Andrews Kent, Susan
• Bowen, Garth
• Brown, Ryan
• Clifton, Emile
• Dindial, Leanna
• Gooptar, Jerome
• Hagley, Simone
• Hosein, Areo
• Hosein, Chelsea
• Hosein, Narisa
• Howell, Brendon
• James, Michael
• John, Trever
• Kerr, Candace
• Khan, Tishara
• Martinez, Miguel
• Mc Donald Kalloo, Candice
• Mohammed, Denika
• Mohammed, Salisha
• Mohess, Stephanie
• Mungal, Denise
• Nagassar, Nigel
• Pollidore, Jaeden
• Prince, Jamila
• Ramjattan, Stacey
• Reid, Stefan
• Samodee, Keisha
• Silva, Loise
• Sui, Peter
• Thomas, Rowland Marc
• Tom Yew, Katrine
• Trigg, Denise
• Wynter, Paul

Securities Issued
Debt

• 6 September 2017: TT$20,850,000 Guardian Asset Management and Investment Services Limited Synthetic TT$ Government of the Republic of Trinidad and Tobago Notes due 2026
• 18 December 2018: TT$21,230,000 Guardian Asset Management and Investment Services Limited Synthetic TT$ Government of the Republic of Trinidad and Tobago 4.30% Notes due 2026
• 30 October 2019: TT$75,000,000 US$12,000,000 Guardian Asset Management Short Term Notes due 2020 to be issued in two tranches: Tranche 1-TT$75,000,000 and Tranche 2-US$12,000,000