Registration of Trust Form Collective Investment Schemes as Reporting Issuers

Trinidad and Tobago Securities and Exchange Commission has been faced with certain challenges to the application of the Securities Act, 2012 (the SA 2012) and the Securities (General) By-laws, 2015, as they relate to the registration of Collective Investment Schemes (CISs) constituted via trust.  These challenges are based on the fact that the SA 2012 contemplates that any “person” that distributes a security must be registered as a Reporting Issuer. The SA 2012 also contemplates that the definition of person includes a “trust”.  As a consequence, any CIS that is constituted via trust must be:

  • registered with the Commission as a Reporting Issuer in accordance with Section 61(1) of the SA 2012; and
  • registered with the Commission as a security in accordance with Section 62(1) of the SA 2012.

 

Read more here—> Registration of Trust Form Collective Investment Schemes

 

https://trinidadexpress.com/business/local/registering-collective-investment-schemes/article_b65ccec2-31a2-11ea-8deb-7361bab37785.html

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