In the Matter of Contraventions of Sections 64 (3), 66 (1) (a) and 66 (2) of the Securities Industry Act, 1995
And By-Laws 55 (1) and 56 (1)
of The Securities Industry By-Laws, 1997
In The Matter of a Contravention of Section 64 (3) of the Securities Industry Act, 1995
By Cool Petroleum (St. Lucia) Limited
In The Matter of a Contravention of Section 66 (3) of the Securities Industry Act, 1995
By Point Lisas Industrial Port Development
Corporation Limited
In the Matter of Contraventions of Sections 64 (3), 66 (2) and 66 (1) (a) of the Securities Industry Act, 1995 and By-Laws 55 (1) and 56 (1) of the Securities Industry By-Laws, 1997 By Urban Development Corporation of Trinidad and Tobago
In the Matter of Contraventions of Section 66 (3) of the Securities Industry Act, 1995
By Dynamic Equity Venture Fund Limited
In The Matter of a Contravention of Section 66(1) (a) of the Securities Industry Act Chap. 83:02 (\”the Act\”)By First Citizens Asset Management Limited
In The Matter of a Contravention of
Section 66 (1) (a) of the Securities Industry Act, 1995 By Scotia DBG Caribbean Income Fund Inc.
In The Matter of a Contravention of
Section 66 (2) of the Securities Industry Act, 1995 And By-Law 55 (1) of the Securities Industry By-Laws, 1997
By Scotia DBG Investments Limited
In The Matter of a Contravention of
Section 64 (3) of the Securities Industry Act, 1995 By La Brea Industrial Development Company Limited
The Trinidad and Tobago Securities and Exchange Commission (\”TTSEC\”) recorded a landmark victory last week when High Court Judge Madame Justice Judith Jones handed down her ruling in a case brought by the TTSEC against Lawrence Cole, Alpha Savings and Trust Ltd. and others.
