Order for Settlement re Sheldon Sylvester Late Filing of Form 22
In The Matter of the Contravention of Section 136(1) of the Securities Act, Chapter 83:02 by Sheldon Sylvester Contravention Order TTNGL Late Filing Form 22 Sheldon Sylvester
Tag Archives: orders
Public Notice re Orders for the period March 2015 to December 2015
In accordance with Section 159 (12) of the Securities Act, 2012 (SA 2012), the Commission is required to issue a Notice in at least two newspapers notifying the public of the Orders published on its website. Documented below is a list of the Commission’s Orders for the period March 2015 …
Order Re: De-Registration of Assuria Life T&T
In the Matter of an Application by Assuria Life (T&T) Ltd for de-registration as a Reporting Issuer pursuant to S. 71(1)(b) of the Securities Act 2012 (“the Act”) Deregistration of Assuria Life (T&T) Ltd
Order Re: De-Registration of Jamaica Money Market Brokers Limited
In the Matter of an Application by Jamaica Money Market Brokers Limited for de-registration as a Reporting Issuer pursuant to S. 71(1)(b) of the Securities Act 2012 (“the Act”) TTSEC Order re Deregistration of JMMB
Order Re: Stallion Property Trust
In The Matter of an Application for Registration of the Stallion Property Trust as a Reporting Issuer and Collective Investment Scheme. TTEC Order re Stallion Property Trust
Order Re: Lawrence Cole, Alpha Savings and Trust Limited et al in receivership
In the High Court matter between the TTSEC and Lawrence Cole, Alpha Savings and Trust Ltd. etc. and Angus P. Young Receiver, pursuant to the order of the Honourable Madam Justice Jones made on the 9th of December 2011.
Delegation of powers
Delegation of Powers
Order Granting Exemption Pursuant to ESOPs
In the matter of the exemption of none-reporting Issuers from the Registration Requirements of Section 61 (1) and 62(1) of the Securities Act, 2012 Order Granting Exemption Pursuant to ESOPs
CLICO Order for exemption from CIS guidelines
The CLICO Investment Fund is granted an Order providing for EXEMPTIONS from the requirements of the following Collective Investment Scheme Guidelines only
Order re Bond trading rules
In the matter of the Amendment to the Trinidad and Tobago Stock Exchange Rules to include the Trinidad and Tobago Bond Trading Rules