PUBLIC NOTICE Persons and Entities Not Registered with TTSEC The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) is the regulator for the securities industry in Trinidad and Tobago. As part of its mandate to educate the public on the securities industry, we issue this Public Notice (“Notice”) to provide …
Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) is the regulator for the securities industry in Trinidad and Tobago. This Public Alert is issued pursuant to our mandate to educate the public on the securities industry. It is intended to provide investors with essential information to avoid falling victim to …
In accordance with Section 159(12) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (also referred to herein as the “Securities Act, 2012”), the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) is required to issue a Notice in at least two …
THE PUBLIC IS HEREBY NOTIFIED that the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) imposes administrative fines pursuant to sections 156 and 156A of the Securities Act Chap 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Securities Act”)for contraventions of the Securities Act and …
Public Notice re Administrative Fines THE PUBLIC IS HEREBY NOTIFIED that the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) imposes administrative fines pursuant to sections 156 and 156A of the Securities Act Chap 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Securities Act”)for contraventions …
Over the period April 1, 2010 to March 31st 2011 certain entities’ registrations with the Commission expired.
