Policy for the Registration of Securitized Instruments
This paper reviews the policy and practice of the Commission with respect to the registration of Securitized Instruments and recommends a new policy framework to treat with these matters.
Tag Archives: securitized instruments
Presentation – Guidelines on Capital Requirements
The SEC recently met with stakeholders to discuss Guidelines on Capital Requirements for Underwriters and Issuers of Securitized Instruments under the Securities Industry Act, 1995