Circular Letter – Registrants Independent Audit Function – 2026 Jan 27
CIRCULAR LETTER ISSUED TOBROKER DEALERS, UNDERWRITERS, INVESTMENT ADVISERSREGISTERED UNDER SECTION 51(1) OF THE SECURITIES ACT, CHAP 83:02 The Trinidad and […]
Circulars
TTSEC
Investor Alerts, Notices
PUBLIC NOTICE – STABLE ROWDEX
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) is advising the public of a fraudulent online investment scheme operating
Media Releases
World Investor Week 2025 and Fraud Campaign
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) is proud to commemorate World Investor Week (WIW) 2025, observed globally
Media Releases
Media Release- TTSEC Hosts 2nd Investor Education Roadshow in Sangre Grande
Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) in collaboration with the Sangre Grande Regional Corporation and Financial Sector Stakeholders
Investor Alerts
Advisory to the Public – Online Scams
Advisory to the Public – Online_Investment_Scams_Final
Administrative Fines Orders, Contravention Orders, Orders, Orders (Contraventions)
Contravention Order -GAMISL – $2000.00
In The Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By Guardian Asset Management and
Administrative Fines Orders, Contravention Orders, Orders, Orders (Contraventions)
Contravention Order – WISE – $3,000.00
In the Matter of the Contravention of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the
Administrative Fines Orders, Contravention Orders, Orders, Orders (Contraventions)
Contravention Order – PHL- $1,000.00
In The Matter of a Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the
Media Releases
TTPS Joins Inquiry into GetGXL
Trinidad and Tobago Police Service (TTPS) joins the Trinidad and Tobago Securities and Exchange Commission (TTSEC) in its inquiry into