The Cost of Regulatory Compliance

In last week’s article we discussed the differences between equity and debt financing for Small and Medium Enterprises (SMEs). A major factor to consider when considering  debt or equity financing is the overall cost of regulatory compliance.  This refers to all the expenses a Registrant incurs to adhere to industry regulations. In the securities industry of Trinidad and Tobago, these regulations take the form of legislation and rules. This week’s article  will discuss some of the requirements which may incur costs for  regulatory compliance.

 

Cost of Regulatory Compliance

 

Scroll to Top

Public Notice:

We are excited to share our newly redesigned corporate website with you. This updated platform is part of our ongoing efforts to improve your experience and make information more accessible. As we transition to the new design, some content may not be fully visible at this time. We sincerely apologise for any inconvenience and appreciate your patience as we continue to update and enhance the website in the coming days.

Thank you for visiting, and we look forward to providing you with an enhanced online experience

Acts

Bye-Laws

Rules

Orders

SRO Rule Making

Circulars, Bulletins, Policy Statements

Market Guidance – CIS Bye-Laws

Proposed Bye-Laws, Rules, Guidelines & Policies

Registration

Prudential Requirements and Filings

MMRF Framework

AML-CFT

Reports

Public Statements

Updates

Frequently Asked Questions (FAQs)

Investor Protection

Submit a Tip or Complaint

Resources for Investors

Orders

Notices

Media & Communications

Policy, Publications and Research

Our History

Who We Are

Our Leadership

Careers

Memorandums of Understanding

Procurement

Factsheets

Contact Us