Skip to content
Skip to content
Securities Law
Industry
Investors
Enforcement
News & Publications
About Us
EN
ES
Material Change
UDECOTT – Change to Senior Officer – T. Charles-Phillips
21 January, 2020
UDECOTT – Change to Senior Officer – T. Charles-Phillips
Prev
Previous
UDECOTT – Change to Senior Officer – Chris Jagroop
Next
UDECOTT – Change to Senior Officer – K. Carr-Hamilton
Next
Scroll to Top
Acts
Bye-Laws
Rules
Orders
Delegated Orders
Exemption Orders
Delisting and Deregistration Orders
Other
SRO Rule Making
Orders Approving SRO Rule/Rule Changes
Circulars, Bulletins, Policy Statements
Market Guidance – CIS Bye-Laws
Proposed Bye-Laws, Rules, Guidelines & Policies
Draft Bye-Laws
Draft Guidelines
Draft Policy
Registration
Approved List of Designated Foreign Jurisdictions
Categories of Registration
Categories of Securities to be Registered
Commission-Issued Forms
List of Registered and/or Authorized Companies and Individuals
List of Registered Securities
Prudential Requirements and Filings
Filings
Documents Filed-Securities Registrations
MMRF Framework
Volume Report
AML-CFT-CPF
Beneficial Ownership
Compliance Officers & Alternate Compliance Officers
Reporting/Application Forms & Questionnaires
Public Statements
Updates
Frequently Asked Questions (FAQs)
AML-CFT FAQs
BO FAQs
Investor Protection
Filing a Complaint
Submit a Tip or Complaint
Resources for Investors
Investor Alerts
Fraud Awareness
InvestucateTT
Registrant Listing
TTSE Trading Summaries
Orders
Settlement Orders
Administrative Sanctions Orders
Notices
Media & Communications
Media Releases
Speeches & Statements
Presentations
Multimedia
Social Media Directory
Policy, Publications and Research
Policy and Guidance Papers
Market Newsletters
Annual Report
Reports
Research and Working Papers
Data and Statistics
Our History
Who We Are
Vision and Mission
Strategic Priorities
Powers and Functions
FOIA Statements
Our Leadership
Board of Commissioners
Executive Team
Management
Divisional Profiles
Organisational Structure
Careers
Vacancies
Memorandums of Understanding
Procurement
Annual Schedule of Planned Procurement Activities
Factsheets
Contact Us