Skip to content

Securities Law
Industry
Investors
Enforcement
News & Publications
About Us

August 8, 2018

August 8, 2018

Material Changes

UCL – Change to Senior Officer – Paul Wiggins

/ August 8, 2018

UCL – Change to Senior Officer – Paul Wiggins

Careers
Privacy Policy
Terms of Use
Useful Links
Contact Us

Careers
Privacy Policy
Terms of Use
Useful Links
Contact Us

Trinidad and Tobago
Securities and
Exchange Commission

Level 23, Tower D
International Waterfront Centre
1 Wrightson Road
Port of Spain
Trinidad and Tobago

Monday to Friday 8am to 4pm

(868) 223-2991

ttsec@ttsec.org.tt.

Instagram Linkedin Youtube Facebook X-twitter Tiktok Google-play Apple

© Copyright 2025 Trinidad and Tobago Securities and Exchange Commission

Powered by SIGHTFACTORY

Scroll to Top

Acts

Bye-Laws

Rules

Orders

Delegated Orders
Exemption Orders
Delisting and Deregistration Orders
Other

Guidelines

SRO Rule Making

Orders Approving SRO Rule/Rule Changes

Circulars, Bulletins, Policy Statements

Circulars
Bulletins

Market Guidance

Proposed Bye-Laws, Rules, Guidelines & Policies

Draft Bye-Laws
Draft Guidelines
Draft Policy

Registration

Approved List of Designated Foreign Jurisdictions
Categories of Registration
Categories of Securities to be Registered
Commission-Issued Forms
List of Registered and/or Authorized Companies and Individuals
List of Registered Securities

Prudential Requirements and Filings

Filings
Documents Filed-Securities Registrations
MMRF Framework
Volume Report

AML-CFT-CPF

Beneficial Ownership
Compliance Officers & Alternate Compliance Officers
Reporting / Application Forms & Questionnaires
AML Reports
Public Statements
Guidance
Updates
Frequently Asked Questions (FAQs)
External Links and Resources

Virtual Assets

Virtual Assets Service Providers Pertinent Information
Rules for VASP Regulatory Sandbox

Trinidad and Tobago’s 3rd National ML/TF Risk Assessment

Investor Protection

Filing a Complaint

Submit a Tip or Complaint

Resources for Investors

Investor Alerts
Fraud Awareness
InvestucateTT
Registrant Listing
TTSE Trading Summaries
Debate 2026

Orders

Settlement Orders
Administrative Sanctions Orders

Notices

Media & Communications

Media Releases
Speeches & Statements
Presentations
Multimedia
Social Media Directory
Calendars and Brochures

Policy, Publications and Research

Securities Market Bulletin
Market Newsletters
Annual Report
Reports
Research and Working Papers
Data and Statistics

Our History

Who We Are

Vision and Mission
Strategic Priorities
Powers and Functions
FOIA Statements

Our Leadership

Board of Commissioners
Executive Team
Management
Divisional Profiles
Organisational Structure

Careers

Vacancies

Memorandums of Understanding

Procurement

Annual Schedule of Planned Procurement Activities

Factsheets

Contact Us