In The Matter of the Contravention of Section 136(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Renee-Ann Kowlessar Contravention Order re Renee-Ann Kowlessar – $40,800.00
The Trinidad and Tobago Securities and Exchange Commission (TTSEC), will be celebrating the fourth edition of National Investor Education Month in May. This year the TTSEC will be partnering with key stakeholders in the securities industry such as the Trinidad and Tobago Stock Exchange Limited (TTSE), the Mutual Fund Association …
In The Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws 2015 by Royal Bank of Canada Contravention Order re Royal Bank of Canada – $22,000.00
In The Matter of the Contravention of Section 136(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Riah Dass-Mungal Contravention Order re Riah Dass-Mungal – $4,000.00
In The Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By RBTT Finance Limited Contravention Order re RBTT Finance Limited – $42,000.00
In The Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By National Infrastructure Development Company Limited Contravention Order re National Infrastructure Development Company Limited – $1,000.00
In The Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Development Finance Limited Contravention Order re Development Finance Limited $1,000.00
In The Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws 2015 By CinemaOne Limited Contravention Order re CinemaOne Limited – $29,750.00
In The Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By CinemaOne Limited Contravention Order re CinemaOne Limited – $8,000.00
In The Matter of the Contravention of Section 136(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Anthony Subero Contravention Order re Anthony Subero – $3,000.00
