MPCCEL – Entry into a Sale Purchase Agreement
MPCCEL – Entry into a Sale Purchase Agreement
Material Changes
Material Changes
CMBL – Change to Board of Directors – Gervase Warner
CMBL – Change to Board of Directors – Gervase Warner
Material Changes
AGL – Change to Board of Directors – Caroline Toni Sirju-Ramnarine
AGL – Change to Board of Directors – Caroline Toni Sirju-Ramnarine
Orders, Settlement Orders
Contravention Order – JMMBGL – $14,450.00
In the Matter of a Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the
Administrative Fines Orders, Orders, Orders (Contraventions)
Contravention Order – JMMBBTT – $1,000.00
In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the
Administrative Fines Orders, Contravention Orders, Orders, Orders (Contraventions)
Contravention Order – CMEGTTL – $1,000.00
In the Matter of the Contravention of By-law 28 of the Securities (General) By-Laws (“the By-Laws”) By Capital Markets Elite
Material Changes
FCIS – Change to Senior Officer – Robin Lewis
FCIS – Change to Senior Officer – Robin Lewis
Material Changes
FCIS – Change to Senior Officer – Avinash Bissessar
FCIS – Change to Senior Officer – Avinash Bissessar
Material Changes
WASA – Change to Senior Officer – Maya Manickchand, Leah Guevara
WASA- Change to Senior Officer- Maya Manickchand, Leah Guevara
Material Changes
RBCTT – Changes to Board of Directors – Natasha Marquez, Richard Downie
RBCTT- Changes to Board of Directors- Natasha Marquez, Richard Downie