PUBLIC NOTICE Re: Claim No. CV2011-02869; The Trinidad and Tobago Securities and Exchange Commission v Welthecon Investment Managers Limited,Pierre Finance Investments Limited
and Peter de Gannes
In the Matter of Contraventions of Sections 64 (3), 66 (1) (a) and 66 (2) of the Securities Industry Act, 1995 and By-Laws 55 (1) and 56 (1)
of The Securities Industry By-Laws, 1997
By Tourism and Industrial Development Corporation of Trinidad and Tobago Limited
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) in collaboration with the United States Securities and Exchange Commission (USSEC) held a five day training workshop entitled \’Capital Market Oversight Development in the Caribbean and Latin America\’ at the Trinidad Hilton and Conference Centre from September 26th to 30th 2011.
In the Matter of Contraventions of Sections 64 (3), 66 (1) (a) and 66 (2) of the Securities Industry Act, 1995 and By-Laws 55 (1) and 56 (1)of The Securities Industry By-Laws, 1997 By Caroni (1975) Limited
26-Sep-2011 12:00 AM – 30-Sep-2011 12:00 AM Venue: Trinidad Hilton and Conference Centre The United States Securities and Exchange Commission
UTC Investor Conference 8-9 September 2011
In the Matter of the Contraventions of Sections 66 (2) and 66 (1) (a) of the Securities Industry Act, 1995
And By-Law 55 (1) of The Securities Industry By-Laws, 1997
By the Water and Sewerage Authority
In the Matter of the Contraventions of By-Law 56 (1) of The Securities Industry By-Laws, 1997
And Section 64 (3) of the Securities Industry Act, 1995
By the Water and Sewerage Authority
In the Matter of Contraventions of Sections 64 (3), 66 (1) (a) and 66 (2) of the Securities Industry Act, 1995
And By-Laws 55 (1) and 56 (1)
of The Securities Industry By-Laws, 1997
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