Market Activity Report – April 2011
Market Activity Report April 2011.pdf
Registrant Listing
Registrant Listing
The Commission has provided a listing of companies and individuals registered to sell securities as at March 31st 2011
Investor Articles
World Consumer Rights Day article
Every year on March 15th countries all over the world celebrate World Consumer Rights Day.
Orders (Contraventions)
Order for settlement re Neal and Massy Holdings Ltd.
In The Matter of a Contravention of Section 66(3) of The Securities Industry Act, 1995 (Act No. 32 of 1995) by Neal & Massy Holdings Limited (\”the Reporting Issuer\”) in Respect of the failure to file with the Commission and issue a Press Release
Orders (Contraventions)
Order for settlement for PLIPDECO
In the Matter of Contravention of Section 64 (3) of the Securities Industry Act, 1995
by Point Lisas Industrial Port Development Corporation Limited
Orders (Contraventions)
Order for settlement re WITCO
In The Matter of the Contravention of Section 66 (2) of the Securities Industry Act, 1995
And By-Law 55(1) of the Securities Industry By-Laws, 1997 By West Indian Tobacco Company Limited
Orders (Contraventions)
Order for settlement re Dynamic Equity Fund II Limited
In The Matter of a Contravention of
Section 66 (2) of the Securities Industry Act, 1995 and By-Law 55(1) of the Securities Industry By-Laws, 1997 By Dynamic Equity Fund II Limited
Orders (Contraventions)
Order for settlement re RBTT Bank Barbados Limited
In The Matter of a Contravention of By Law 56 (1)of the Securities Industry By-Laws, 1997
By RBTT Bank Barbados Limited and In The Matter of a Contravention of Section 66(1)(a) of the Securities Industry Act, 1995 By RBTT Bank Barbados Limited