Market Activity Report – December 2010
Market Activity Report December 2010.pdf
Market Activity Report
Media Releases
TTSEC Chairman addresses CGSR meeting
The recent global financial crisis has taught us many lessons. One of which is the importance for regulators to operate in an independent environment, free from any influence so that they can effectively perform their functions.
Market Activity Report
Market Activity Report – November 2010
Market Activity Report November 2010.pdf
Orders (Contraventions)
Order for settlement re TSTT Ltd.
In the Matter of a Contravention of Section 66 (2) of the Securities Industry Act, 1995 and By-law 55 (1) of The Securities Industry By-Laws, 1997 By Telecommunications Services of Trinidad and Tobago Limited
NULL
Order for settlement re Dynamic Equity Fund II Ltd.
In the Matter of Contraventions of Section 66 (3) of the Securities Industry Act, 1995
By Dynamic Equity Fund II Limited
Orders (Contraventions)
Order for settlement re Development Finance Ltd.
In The Matter of a Contravention of Section 65(1) of the Securities Industry Act, 1995
By Development Finance Limited
Orders (Contraventions)
Order for settlement re Add Venture Capital Fund Limited
In The Matter of the Contraventions of Sections 64 (3), 66 (1) (a) and 66 (2)
Of the Securities Industry Act, 1995 and of
By-Laws 55 (1) and 56 (1) of the Securities Industry By-Laws, 1997 by Add Venture Capital Fund Limited