\”Insider trading\” (also known as \”insider dealing\”) occurs when someone makes an investment decision based on information that is not yet known to the public at large. Sometimes trading on this information allows persons to make a profit. At other times it can help them avoid a loss. Either way this type of trading is illegal
Mr. Terrence Clarke General Manager of the TTSEC made a presentation at the CCMS 11th Annual Senior Level Policy Seminar entitled \” Fund Management in the Caribbean: Rapid Growth and Regulatory Challenges\\" at the Trinidad Hilton and Conference Centre on May 25th 2007.
The Trinidad and Tobago Securities and Exchange Commission recently hosted a week of Health and Safety activities for its staff
Regional regulators of securities markets from the Bahamas, Barbados and Guyana attended a Securities Investigator\’s Training Programme hosted by the Securities and Exchange Commission (SEC). The training was primarily held for the staff of the Market Regulation & Surveillance, Legal Advisory & Enforcement and Policy Research & Planning Divisions of the Commission.
Following agreement between CIBC Investments (Cayman) Limited (\”CICL\”) and Barclays Bank plc (\”Barclays Bank\”) in June 2006 to acquire Barclays Bank\’s 43.7% stake in FirstCaribbean International Bank (\”FirstCaribbean\”), CICL, Barclays Bank and FirstCaribbean agreed with all regional regulators acting in cooperation, that this transaction would be subject to the highest regulatory standards available in each of and all of the jurisdictions.
A prospectus distributing securities of a collective investments scheme shall comply with the collective Investment Scheme By-Laws
This Act may be cited as the Securities Act, 2007. The purposes of this Act are – (a) to provide protection to investors from unfair, improper or fraudulent practices; (b) to foster fair and efficient capital markets and confidence in the capital markets in Trinidad and Tobago and to reduce systemic risk; and (c) to co-operate with other jurisdictions in the development of fair and efficient capital markets. This Act comes into operation on a date to be fixed by the President by Proclamation.
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