In the Matter of the Appointment of a Hearing Panel, a Pre-Hearing Conference Panel and a Settlement Panel respectively in accordance with the Securities Industry Hearings and Settlements Practice Rules 2008.

Media Releases

SEC signs MMoU with regional securities group

On Wednesday April 09, at the offices of the Financial Services Commission in Barbados, SEC Chairman, Professor Patrick Watson signed the Caribbean Group of Securities Regulators\’ (CGSR) Multilateral Memorandum of Understanding (MMoU) for the Exchange of Information and Cooperation and Consultation.

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