In the Matter of the Appointment of a Hearing Panel, a Pre-Hearing Conference Panel and a Settlement Panel respectively in accordance with the Securities Industry Hearings and Settlements Practice Rules 2008.
14-Apr-2014 8:00 AM – 14-Apr-2014 8:00 AM Venue: Trinidad Hilton and Conference Centre In an effort to bring clarity and
In the matter of the exemption of none-reporting Issuers from the Registration Requirements of Section 61 (1) and 62(1) of
On Wednesday April 09, at the offices of the Financial Services Commission in Barbados, SEC Chairman, Professor Patrick Watson signed the Caribbean Group of Securities Regulators\’ (CGSR) Multilateral Memorandum of Understanding (MMoU) for the Exchange of Information and Cooperation and Consultation.
9-Apr-2014 9:00 AM – 9-Apr-2014 11:00 AM Venue: Financial Service Commission, Barbados Another significant agreement has been signed between the
