Market Activity Report – October 2012
October 2012 Market Activity Report.pdf
Notices
AML Circular letter
The Trinidad and Tobago Securities and Exchange Commission wishes to remind market participants of their obligations in regard to Anti Money Laundering and Combating the Financing of Terrorism .
Delisting and Deregistration Orders, Orders
Order to delist Bond
In the matter of an application by the TTSE to delist a $674.301M Government of Trinidad and Tobago 7.80% Fixed rate bond
Delisting and Deregistration Orders, Orders
Order to delist Savinvest India Asia Fund
In the matter of an application by the TTSE to delist the units of the Savinvest India Asia Fund
Orders (Contraventions)
Order for settlement re Flavorite Foods Ltd.
In the matter of a contravention of Section 66 (3)of the Securities Industry Act 1995 by Flavorite Foods Ltd.
Orders (Contraventions)
Order for settlement re Flavorite Foods Ltd. II
In a matter of a contravention of Section 66 (3) of the Securities Industry Act 1995 by Flavorite Foods Ltd.
Orders (Contraventions)
Order for settlement re Unilever Caribbean Ltd.
In the matter of the contravention of Secition 66(3) of the Securities Industry Act 1995 by Unilever Caribbean Ltd.
Orders (Contraventions)
Order for settlement re GraceKennedy Ltd
In the matter of contraventions of section 66(3) of the Securities Industry Act 1995, by GraceKennedy Ltd.
Speeches
The future of AML-CFT in the regulation of the securities industry- A Trinidad and Tobago perspective
AML/CFT Compliance Forum for the Securities Sector
Market Activity Report
Market Activity Report – September 2012
September 2012 Market Activity Report.pdf