In The Matter of an Application by
Pan Caribbean Asset Management Limited
to the Trinidad and Tobago Securities and Exchange Commission for a Declaration that Pan Caribbean Asset Management Limited Is No Longer A Reporting Issuer
The Trinidad and Tobago Stock Exchange Limited filed a copy of proposed amendments to the Stock Exchange Rule 227 and Horizon Trading Rule 10.2 and a concise statement of the substance and purpose for the amendments pursuant to section 40(1) of the SIA for approval by the Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”);
Having monitored the operations of the Stock Exchange Rule 227 and the Horizon Trading Rule 10.2, the Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”) granted its final order approving the said rules of the Trinidad and Tobago Stock Exchange Limited (\”TTSE\”) which implemented the Board Lots.
In The Matter of the Contraventions of Section 66 (2) of the Securities Industry Act 1995
and By-Laws 55 (1) of the Securities Industry By-Laws 1997 by Sagicor Merchant Limited
In The Matter of the Contravention of
Section 66 (3) of the Securities Industry Act, 1995
And By-Law 56 of the Securities Industry By-Laws, 1997 By RBTT Financial Holdings Limited
In the Matter of Contraventions of Sections 64 (3), 66 (1) (a) and 66 (2) of the Securities Industry Act, 1995 and By-Laws 55 (1) and 56 (1)
of The Securities Industry By-Laws, 1997
By St. Christopher Air and Sea Ports Authority
In The Matter of a Contravention of By Law 56 (1)
Of the Securities Industry By-Laws, 1997
By Unilever Caribbean Limited
In The Matter of a Contravention of
Section 64 (3) of the Securities Industry Act, 1995
By Royal Skandia Life Assurance Limited
In The Matter of a Contravention of
Section 66(1)(a) of the Securities Industry Act, 1995
By Public Transport Service Corporation
Annual General Meeting of the Institute of Internal Auditors
